CFA协会认可的工作经验

　　申请证书时的工作经验是如何确认的?

　　如果我中途跳槽了，那以前的工作经验如何确认?难道还要去找老单位?

　　只需要您现在的雇主对你提交的工作经验签字认可并推荐您加入CFA协会，再加上一个CFA资格持有人推荐就可以了加入CFA协会并获取CFA头衔，工作经验可以在考前、考中和考后都可以累计。

　　申请成为CFA持证人需要多少年的工作经验?

　　在通过CFA三级考试后，需要4年(48个月)被认可的专业工作经验，不论是参加CFA考试前、考试中、考试后积累的工作经验，都是被认可的。

　　被认可的工作经验有哪些?

　　认可的工作经验包括：直接参与投资决策过程或者为投资决策过程提供支持等相关工作。

　　参见以下职位列表和相关工作经验的描述：

　　职位列表举例

　　职位本身的名称不能直接决定是否被CFA协会认可，主要是日常工作中涉及到的职务内容必须50%以上和投资决策相关的才是被认可。如果所从事的工作在以下举例的职位以外，但工作中涉及的职务内容和投资决策相关，亦可提供详细的工作经验给CFA协会，也是被认可的。

　　工作职位列表：

　　Accountant

　　Actuary

　　Auditor

　　Compliance analyst/officer

　　Consultant

　　Corporate chief financial officer

　　Corporate finance analyst

　　Client service representative or relationship

　　manager

　　Derivatives analyst

　　Economist

　　Financial adviser

　　Financial journalist/editor

　　Institutional sales professional/business

　　development (buy and sell side)

　　Investment banking analyst

　　Investment consultant

　　Investment strategist

　　Investor relations

　　Mutual fund sales

　　Portfolio administrator

　　Portfolio manager

　　Private client investment adviser

　　Product/software developer

　　Professor/instructor

　　Quantitative investment or risk analyst

　　Real estate investment manager

　　Regulator

　　Securities trader

　　Securities underwriter

　　Security/investment analyst

　　Supervisor of investment firm

　　Valuator of closely held business

　　Venture capital analyst

　　工作经验描述

　　You must spend at least 50% of your time in the investment decision-making process in order for your work experience to qualify. Keep in mind that there are no "good" or "bad" job titles. Just tell us how your experience relates to the investment decision-making process and be as descriptive as possible.

　　Job Title

　　Work Experience Description

　　Descriptive Enough?

　　Portfolio Manager

　　Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.

　　Yes

　　Rebalance portfolios; perform reporting.

　　No (too brief)

　　Securities Underwriter

　　Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.

　　Yes

　　My company provides risk analysis and financial planning for customers.

　　No (does not describe job duties

　　Auditor

　　I perform financial statement audits of investment companies and in the process test the custody and pricing of the portfolios. Used Bloomberg and learned the accounting of several security types, including equities, bonds, options, and futures.

　　Yes

　　Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.

　　No (does not add value to the investment decision-making process)

　　Quantitative Investment Analyst

　　As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset

　　allocations, construct portfolios, and perform derivative analysis.

　　Yes

　　My work is related to product design and quantitative analysis.

　　No (too brief)

　　Consultant

　　I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.

　　Yes

　　Management consulting for the financial services industry.

　　No (too brief)

　　Actuary

　　I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.

　　Yes

　　Support annual actuarial valuation process. Benefit calculations.

　　No (does not add value)